Compliance Monitoring Agent
Reviews advisor communications, trade activity, and policy adherence — surfacing violations before they escalate.
SurveillanceMulti-modalRisk
Compliance Monitoring Agent
Polished agent demo — preview
Agent running
Agent thinking
- 1Reading inputs and pulling relevant context across systems…
- 2Building a plan: 4 steps, 2 tools, 1 human approval gate.
- 3Executing steps with progress streaming back to the user.
- 4Decision made. Drafting summary and queuing for review.
This demo is a polished preview. Book a build to see the production version.
The problem
Surveillance teams sample only 1–3% of communications. Real issues hide in the long tail; firms get caught off-guard by regulators.
What the agent does
- Reads 100% of voice + chat + email channels with policy-aware classifiers
- Correlates communications with trade activity to spot insider patterns
- Generates investigation packages with clipped evidence and timelines
Business value
Surfaces 3x more true violations while cutting false-positive review time by 60%.
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